- Business Continuity Plan
- Patriot Act - Customer Identification
- Payment Instructions & Order Flow
- Revenue Sharing
- Cost Basis Reporting Requirements
- Cash Sweep Program
- Mutual Fund Investing
All payments should be made payable to the product sponsor with whom you have opened an account. If you have opened a brokerage account, payments should be made payable to First Clearing1 (our correspondent clearing firm). Please note that we can not accept cash or money orders.
Our clearing firm, First Clearing, has prepared the following report pursuant to a U.S. Securities and Exchange Commission rule which requires all brokerage firms to make publicly available quarterly reports on their order routing practices. Click Here to View our Report.
Contacts and Sources of Information:
If you have any questions and/or concerns about your account, or about our services, please contact us at 704 River Place Commerce Center III, Madison, Wisconsin 53716 or by calling (608)221-4545.
We also wish to advise you that the Financial Industry Regulatory Authority (FINRA) Broker Check Program provides information to investors about the background, business practices and conduct of FINRA members, such as CCS and our registered representatives.
More information about the Broker Check Program and other investor information can be found on the FINRA Investor site or by calling the FINRA hotline at (800)289-9999.
1 First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo